Investments that are too good to be true

September 2019

In the office mail today we received an unsolicited letter telling us of a 'legal money hack' on a mobile and how someone had made £10,233.97 profit a week, now having banked £338,273.22 profit. That's great news. What's even better is it's Read more

Do the FCA’s Principles for Business require a firm to give the best advice?

April 2018

This paper examines the apparent inconsistency in financial regulation concerning financial advice between the FCA’s Principles for Business and the EU MIFID Regime. It also explores the origins of best advice and suitability and argues that by Read more

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