Enhancing information disclosure to strengthen derivative counterparties

July 2018

This article published by The Open Review of Management, Banking and Finance explores whether better information disclosure would improve outcomes for the counterparties of derivative transactions. Derivatives have two principal roles: hedging and Read more

Do the FCA’s Principles for Business require a firm to give the best advice?

April 2018

This paper examines the apparent inconsistency in financial regulation concerning financial advice between the FCA’s Principles for Business and the EU MIFID Regime. It also explores the origins of best advice and suitability and argues that by Read more

Case Note - Jackson v Leslie & Nuding [2017] EWHC 1308 - The risks of Traded Life Policies

April 2018

We were asked to act as experts in the case of Jackson v Leslie & Nuding [2017] EWHC 1308. In summary, a well-diversified pension scheme was transferred in to a single asset class of traded life policies (TLP) with a resultant effective total loss Read more

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